From venture capital to private equity, RIAs to broker-dealers, navigating SEC and FINRA regulations is fundamental to business operations. But as those firms know, just because regulatory compliance is required, doesn’t mean it’s easy.
Engage in a robust discussion with industry colleagues from SEC and FINRA-regulated firms as they reveal strategies they’ve employed to streamline adherence to industry regulations, using Egnyte to support these requirements.

In this session, you’ll learn:
• Key regulatory challenges faced by SEC and FINRA-regulated firms and how to mitigate them,
• Best practices for implementing robust compliance frameworks specific to each subindustry,
• How Egnyte supports seamless regulatory compliance for SEC and FINRA-registered firms. 

SharePoint, included with many Office365 subscriptions, is a natural choice for file management and collaboration in numerous organizations. While this solution suffices for many, financial services firms often require more robust capabilities to meet their unique regulatory and operational demands. Egnyte offers a specialized platform that addresses these needs, providing enhanced security, compliance features, and seamless integration with existing workflows.

In this session, you’ll learn:
• The value Egnyte brings to cloud document storage
• Benefits and limitations of SharePoint for financial services firms
• Why colleagues made the switch, how they did it, and the benefits they've achieved

As the banking sector navigates digital transformation, the migration to cloud infrastructure remains an important yet often daunting step. While the benefits of the cloud's scalability, agility, and innovation potential are clear, banking and credit institutions have historically leaned toward on-premise solutions, driven by concerns surrounding security, compliance, and control. This session aims to address these apprehensions head-on, providing confidence to institutions contemplating this critical shift.

In this session, you’ll learn:
• The technological and organizational challenges faced by banking and credit institutions and how they impact cloud adoption
• How cloud solutions adhere to stringent regulatory and compliance standards
• Real-world case studies of successful migrations from on-premise to cloud and why they made the shift